Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PANG, KAI CHUNG
Chinese Name of Relevant Individual
彭啓聰
HKMA Registration Number
AF3007
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2018 - 13 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2018 - 13 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2015 - 14 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2015 - 14 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2011 - 14 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2011 - 14 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PANG, KAI CHUNG
:
Chinese Name of Relevant Individual
彭啓聰
:
HKMA Registration Number
AF3007
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3007
DAH SING BANK, LIMITED
Type 1: dealing in securities
17 Jan 2018 - 13 Feb 2018
No
AF3007
DAH SING BANK, LIMITED
Type 4: advising on securities
17 Jan 2018 - 13 Feb 2018
No
AF3007
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
25 Aug 2015 - 14 Apr 2016
No
AF3007
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
25 Aug 2015 - 14 Apr 2016
No
AF3007
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Sep 2011 - 14 Jul 2015
No
AF3007
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Sep 2011 - 14 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.