Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, SUNMING
Chinese Name of Relevant Individual
林孫明
HKMA Registration Number
AF3021
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2015 - 08 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2012 - 27 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2012 - 27 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2012 - 27 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2012 - 27 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2011 - 28 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2011 - 28 Sep 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, SUNMING
:
Chinese Name of Relevant Individual
林孫明
:
HKMA Registration Number
AF3021
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3021
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
23 Apr 2015 - 08 Jun 2016
No
AF3021
CITIBANK, N.A.
Type 1: dealing in securities
02 Nov 2012 - 27 Feb 2014
No
AF3021
CITIBANK, N.A.
Type 4: advising on securities
02 Nov 2012 - 27 Feb 2014
No
AF3021
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
02 Nov 2012 - 27 Feb 2014
No
AF3021
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
02 Nov 2012 - 27 Feb 2014
No
AF3021
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
21 Sep 2011 - 28 Sep 2012
No
AF3021
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
21 Sep 2011 - 28 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.