Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LING, KA SHING
Chinese Name of Relevant Individual
凌嘉誠
HKMA Registration Number
AF3042
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
RETAIL FINANCING MANAGER
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
RETAIL FINANCING MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2017 - 27 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2017 - 27 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2012 - 04 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2012 - 04 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2011 - 02 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2011 - 02 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LING, KA SHING
:
Chinese Name of Relevant Individual
凌嘉誠
:
HKMA Registration Number
AF3042
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
04 Jan 2021
No
RETAIL FINANCING MANAGER
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
04 Jan 2021
No
RETAIL FINANCING MANAGER
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3042
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 04 Jan 2021
No
AF3042
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 04 Jan 2021
No
AF3042
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
08 Dec 2017 - 27 Oct 2020
No
AF3042
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
08 Dec 2017 - 27 Oct 2020
No
AF3042
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
25 Aug 2012 - 04 Jun 2014
No
AF3042
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
25 Aug 2012 - 04 Jun 2014
No
AF3042
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Sep 2011 - 02 Jul 2012
No
AF3042
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Sep 2011 - 02 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.