Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MOK, CHUEN
Chinese Name of Relevant Individual
莫川
HKMA Registration Number
AF3056
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Apr 2019 - 16 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Apr 2019 - 16 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2015 - 04 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2015 - 04 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2014 - 19 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2014 - 19 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2011 - 09 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2011 - 09 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MOK, CHUEN
:
Chinese Name of Relevant Individual
莫川
:
HKMA Registration Number
AF3056
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3056
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
03 Apr 2019 - 16 Sep 2022
No
AF3056
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
03 Apr 2019 - 16 Sep 2022
No
AF3056
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
10 Sep 2015 - 04 May 2017
No
AF3056
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
10 Sep 2015 - 04 May 2017
No
AF3056
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
04 Nov 2014 - 19 Jul 2015
No
AF3056
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
04 Nov 2014 - 19 Jul 2015
No
AF3056
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
22 Sep 2011 - 09 Sep 2014
No
AF3056
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
22 Sep 2011 - 09 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.