Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, YUEN SHAN
Chinese Name of Relevant Individual
張婉珊
HKMA Registration Number
AF3065
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2018 - 08 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2018 - 08 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2017 - 29 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2017 - 29 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2014 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2013 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
04 Jul 2013 - 15 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2011 - 24 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, YUEN SHAN
:
Chinese Name of Relevant Individual
張婉珊
:
HKMA Registration Number
AF3065
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3065
BNP PARIBAS
Type 1: dealing in securities
22 May 2018 - 08 Jan 2021
No
AF3065
BNP PARIBAS
Type 4: advising on securities
22 May 2018 - 08 Jan 2021
No
AF3065
LGT BANK AG
Type 1: dealing in securities
01 May 2017 - 29 Mar 2018
No
AF3065
LGT BANK AG
Type 4: advising on securities
01 May 2017 - 29 Mar 2018
No
AF3065
ABN AMRO BANK N.V.
Type 4: advising on securities
14 Oct 2014 - 30 Apr 2017
No
AF3065
ABN AMRO BANK N.V.
Type 1: dealing in securities
04 Jul 2013 - 30 Apr 2017
No
AF3065
ABN AMRO BANK N.V.
Type 9: asset management
04 Jul 2013 - 15 May 2014
No
AF3065
UBS AG
Type 1: dealing in securities
23 Sep 2011 - 24 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.