Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, HOK YEE
Chinese Name of Relevant Individual
鄧學而
HKMA Registration Number
AF3072
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2014 - 25 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2014 - 25 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2011 - 17 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2011 - 17 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, HOK YEE
:
Chinese Name of Relevant Individual
鄧學而
:
HKMA Registration Number
AF3072
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3072
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
25 Apr 2014 - 25 Feb 2015
No
AF3072
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
25 Apr 2014 - 25 Feb 2015
No
AF3072
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Sep 2011 - 17 Dec 2013
No
AF3072
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Sep 2011 - 17 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.