Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, HON YI
Chinese Name of Relevant Individual
盧瀚貽
HKMA Registration Number
AF3088
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2017 - 07 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2017 - 07 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2014 - 19 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2013 - 29 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2013 - 29 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2011 - 24 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, HON YI
:
Chinese Name of Relevant Individual
盧瀚貽
:
HKMA Registration Number
AF3088
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3088
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Sep 2017 - 07 Apr 2019
No
AF3088
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Sep 2017 - 07 Apr 2019
No
AF3088
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Aug 2014 - 19 Jan 2017
No
AF3088
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
01 Nov 2013 - 29 Apr 2014
No
AF3088
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
01 Nov 2013 - 29 Apr 2014
No
AF3088
WING HANG BANK, LIMITED
Type 1: dealing in securities
26 Sep 2011 - 24 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.