Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OR, CHRIS EDEN SIU CHUNG
Chinese Name of Relevant Individual
柯兆聰
HKMA Registration Number
AF3106
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2024 - 25 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2024 - 25 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2024 - 25 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2024 - 25 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2022 - 06 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2022 - 06 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2019 - 06 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2011 - 17 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2011 - 17 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OR, CHRIS EDEN SIU CHUNG
:
Chinese Name of Relevant Individual
柯兆聰
:
HKMA Registration Number
AF3106
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3106
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Apr 2024 - 25 Nov 2024
No
AF3106
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Apr 2024 - 25 Nov 2024
No
AF3106
DBS BANK LTD.
Type 1: dealing in securities
04 Apr 2024 - 25 Nov 2024
No
AF3106
DBS BANK LTD.
Type 4: advising on securities
04 Apr 2024 - 25 Nov 2024
No
AF3106
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
01 Dec 2022 - 06 Mar 2024
No
AF3106
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
01 Dec 2022 - 06 Mar 2024
No
AF3106
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Mar 2019 - 06 Mar 2024
No
AF3106
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
26 Sep 2011 - 17 Sep 2014
No
AF3106
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
26 Sep 2011 - 17 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.