Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XU, LINGLI LYRIS
Chinese Name of Relevant Individual
HKMA Registration Number
AF3113
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2015 - 21 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2015 - 25 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2015 - 28 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2015 - 16 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2015 - 02 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2015 - 11 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
29 Dec 2014 - 02 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2014 - 28 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
14 Sep 2014 - 19 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2014 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2013 - 13 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2013 - 28 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2013 - 16 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2012 - 16 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2012 - 13 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XU, LINGLI LYRIS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF3113
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3113
BARCLAYS BANK PLC
Type 4: advising on securities
02 Nov 2015 - 21 Jan 2016
No
AF3113
BARCLAYS BANK PLC
Type 4: advising on securities
21 Sep 2015 - 25 Sep 2015
No
AF3113
BARCLAYS BANK PLC
Type 4: advising on securities
24 Aug 2015 - 28 Aug 2015
No
AF3113
BARCLAYS BANK PLC
Type 4: advising on securities
08 May 2015 - 16 May 2015
No
AF3113
BARCLAYS BANK PLC
Type 4: advising on securities
24 Apr 2015 - 02 May 2015
No
AF3113
BARCLAYS BANK PLC
Type 4: advising on securities
02 Apr 2015 - 11 Apr 2015
No
AF3113
BARCLAYS BANK PLC
Type 4: advising on securities
29 Dec 2014 - 02 Jan 2015
No
AF3113
BARCLAYS BANK PLC
Type 4: advising on securities
24 Nov 2014 - 28 Nov 2014
No
AF3113
BARCLAYS BANK PLC
Type 4: advising on securities
14 Sep 2014 - 19 Sep 2014
No
AF3113
BARCLAYS BANK PLC
Type 4: advising on securities
01 Jul 2014 - 04 Jul 2014
No
AF3113
BARCLAYS BANK PLC
Type 4: advising on securities
09 Sep 2013 - 13 Sep 2013
No
AF3113
BARCLAYS BANK PLC
Type 4: advising on securities
27 Jun 2013 - 28 Jun 2013
No
AF3113
BARCLAYS BANK PLC
Type 4: advising on securities
10 May 2013 - 16 May 2013
No
AF3113
BARCLAYS BANK PLC
Type 4: advising on securities
11 Nov 2012 - 16 Nov 2012
No
AF3113
BARCLAYS BANK PLC
Type 4: advising on securities
09 Jul 2012 - 13 Jul 2012
No
AF3113
BARCLAYS BANK PLC
Type 4: advising on securities
26 Sep 2011 - 30 Sep 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.