Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, LI YEN
Chinese Name of Relevant Individual
HKMA Registration Number
AF3119
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2024 - 26 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2023 - 28 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2023 - 23 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2023 - 10 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2022 - 18 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2012 - 17 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Dec 2011 - 31 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2011 - 20 Dec 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, LI YEN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF3119
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3119
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Jan 2024 - 26 Jan 2024
No
AF3119
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Sep 2023 - 28 Sep 2023
No
AF3119
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Jun 2023
No
AF3119
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Mar 2023 - 23 Mar 2023
No
AF3119
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Feb 2023 - 10 Feb 2023
No
AF3119
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Nov 2022 - 18 Nov 2022
No
AF3119
ING BANK N.V.
Type 1: dealing in securities
16 Oct 2012 - 17 Oct 2012
No
AF3119
ING BANK N.V.
Type 1: dealing in securities
28 Dec 2011 - 31 Jan 2012
No
AF3119
ING BANK N.V.
Type 1: dealing in securities
26 Sep 2011 - 20 Dec 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.