Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, HIN LUN
Chinese Name of Relevant Individual
葉衍麟
HKMA Registration Number
AF3122
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF INSURANCE SPECIALIST
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF INSURANCE SPECIALIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2018 - 06 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2017 - 19 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2017 - 19 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2014 - 07 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2014 - 07 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Dec 2014 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2013 - 12 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2013 - 12 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2012 - 12 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2012 - 12 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Dec 2011 - 08 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2011 - 08 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Sep 2011 - 08 Jun 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, HIN LUN
:
Chinese Name of Relevant Individual
葉衍麟
:
HKMA Registration Number
AF3122
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
10 Oct 2024
No
HEAD OF INSURANCE SPECIALIST
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
10 Oct 2024
No
HEAD OF INSURANCE SPECIALIST
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3122
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 10 Oct 2024
No
AF3122
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 10 Oct 2024
No
AF3122
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
01 Jun 2018 - 06 Sep 2022
No
AF3122
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
25 May 2017 - 19 Apr 2018
No
AF3122
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
25 May 2017 - 19 Apr 2018
No
AF3122
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Dec 2014 - 07 May 2017
No
AF3122
HANG SENG BANK, LIMITED
Type 4: advising on securities
16 Dec 2014 - 07 May 2017
No
AF3122
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Dec 2014 - 11 Sep 2016
No
AF3122
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jun 2013 - 12 Jul 2013
No
AF3122
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
22 Jun 2013 - 12 Jul 2013
No
AF3122
DAH SING BANK, LIMITED
Type 1: dealing in securities
11 Oct 2012 - 12 May 2013
No
AF3122
DAH SING BANK, LIMITED
Type 4: advising on securities
11 Oct 2012 - 12 May 2013
No
AF3122
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Dec 2011 - 08 Jun 2012
No
AF3122
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Sep 2011 - 08 Jun 2012
No
AF3122
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Sep 2011 - 08 Jun 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.