Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YONESHIMA, KEIICHI
Chinese Name of Relevant Individual
HKMA Registration Number
AF3145
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2015 - 21 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2014 - 07 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2013 - 26 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2012 - 09 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2011 - 28 Sep 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YONESHIMA, KEIICHI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF3145
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3145
BARCLAYS BANK PLC
Type 4: advising on securities
18 Mar 2015
No
AF3145
BARCLAYS BANK PLC
Type 4: advising on securities
19 Jan 2015 - 21 Jan 2015
No
AF3145
BARCLAYS BANK PLC
Type 4: advising on securities
05 Oct 2014 - 07 Oct 2014
No
AF3145
BARCLAYS BANK PLC
Type 4: advising on securities
25 Mar 2013 - 26 Mar 2013
No
AF3145
BARCLAYS BANK PLC
Type 4: advising on securities
08 Oct 2012 - 09 Oct 2012
No
AF3145
BARCLAYS BANK PLC
Type 4: advising on securities
05 Jan 2012
No
AF3145
BARCLAYS BANK PLC
Type 4: advising on securities
27 Sep 2011 - 28 Sep 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.