Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAN, CHAM CHUNG
Chinese Name of Relevant Individual
簡湛聰
HKMA Registration Number
AF3155
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2026 - 25 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2026 - 25 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2025 - 04 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2025 - 04 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2025 - 16 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2025 - 16 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2025 - 27 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2025 - 27 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2025 - 11 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2025 - 11 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2024 - 22 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2024 - 22 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Feb 2024 - 20 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
19 Feb 2024 - 20 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2024 - 01 Feb 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAN, CHAM CHUNG
:
Chinese Name of Relevant Individual
簡湛聰
:
HKMA Registration Number
AF3155
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
09 Feb 2026 - 25 Feb 2026
No
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
09 Feb 2026 - 25 Feb 2026
No
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
30 Jun 2025 - 04 Jul 2025
No
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
30 Jun 2025 - 04 Jul 2025
No
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
14 May 2025 - 16 May 2025
No
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
14 May 2025 - 16 May 2025
No
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
24 Mar 2025 - 27 Mar 2025
No
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
24 Mar 2025 - 27 Mar 2025
No
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
28 Jan 2025 - 11 Feb 2025
No
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
28 Jan 2025 - 11 Feb 2025
No
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
20 Nov 2024 - 22 Nov 2024
No
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
20 Nov 2024 - 22 Nov 2024
No
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
19 Feb 2024 - 20 Feb 2024
No
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
19 Feb 2024 - 20 Feb 2024
No
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
22 Jan 2024 - 01 Feb 2024
No
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
22 Jan 2024 - 01 Feb 2024
No
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
28 Apr 2021 - 18 Aug 2023
No
AF3155
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
28 Apr 2021 - 18 Aug 2023
No
AF3155
NATWEST MARKETS PLC
Type 4: advising on securities
26 Sep 2016 - 29 Mar 2020
No
AF3155
NATWEST MARKETS PLC
Type 1: dealing in securities
29 Sep 2011 - 29 Mar 2020
No
AF3155
NATWEST MARKETS N.V.
Type 1: dealing in securities
29 Sep 2011 - 31 Oct 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.