Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWAN, KAR CHING
Chinese Name of Relevant Individual
關加晴
HKMA Registration Number
AF3167
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2014 - 20 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2014 - 20 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Jan 2014 - 20 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2011 - 07 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2011 - 07 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Sep 2011 - 07 Aug 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWAN, KAR CHING
:
Chinese Name of Relevant Individual
關加晴
:
HKMA Registration Number
AF3167
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3167
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Jan 2014 - 20 Jun 2015
No
AF3167
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Jan 2014 - 20 Jun 2015
No
AF3167
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Jan 2014 - 20 Jun 2015
No
AF3167
HANG SENG BANK, LIMITED
Type 4: advising on securities
16 Nov 2011 - 07 Aug 2013
No
AF3167
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Sep 2011 - 07 Aug 2013
No
AF3167
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Sep 2011 - 07 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.