Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, SAI LIM
Chinese Name of Relevant Individual
梁世廉
HKMA Registration Number
AF3170
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2025 - 28 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2025 - 28 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 9: asset management
Effective Period
09 Sep 2025 - 28 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2024 - 06 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2024 - 06 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2023 - 05 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2023 - 05 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2023 - 04 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2023 - 04 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Jan 2023 - 04 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2020 - 06 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2020 - 06 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2017 - 29 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2017 - 29 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2013 - 25 Mar 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, SAI LIM
:
Chinese Name of Relevant Individual
梁世廉
:
HKMA Registration Number
AF3170
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3170
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
09 Sep 2025 - 28 Feb 2026
No
AF3170
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
09 Sep 2025 - 28 Feb 2026
No
AF3170
TAISHIN INTERNATIONAL BANK CO., LTD
Type 9: asset management
09 Sep 2025 - 28 Feb 2026
No
AF3170
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
17 Jan 2024 - 06 Aug 2025
No
AF3170
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
17 Jan 2024 - 06 Aug 2025
No
AF3170
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
14 Oct 2023 - 05 Dec 2023
No
AF3170
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
14 Oct 2023 - 05 Dec 2023
No
AF3170
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Jan 2023 - 04 Sep 2023
No
AF3170
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Jan 2023 - 04 Sep 2023
No
AF3170
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Jan 2023 - 04 Sep 2023
No
AF3170
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jan 2020 - 06 Dec 2022
No
AF3170
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Jan 2020 - 06 Dec 2022
No
AF3170
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
27 Apr 2017 - 29 Dec 2019
No
AF3170
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
27 Apr 2017 - 29 Dec 2019
No
AF3170
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
21 Dec 2013 - 25 Mar 2017
No
AF3170
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
21 Dec 2013 - 25 Mar 2017
No
AF3170
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Oct 2011 - 27 Oct 2013
No
AF3170
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Oct 2011 - 27 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.