Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIA, CHEE YONG
Chinese Name of Relevant Individual
謝志勇
HKMA Registration Number
AF3216
Other HKMA Registration Number(s)
AD8937
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 26 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 26 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2018 - 26 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2018 - 26 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2016 - 23 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2011 - 25 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2011 - 25 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2008 - 31 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2008 - 31 Aug 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIA, CHEE YONG
:
Chinese Name of Relevant Individual
謝志勇
:
HKMA Registration Number
AF3216
:
Other HKMA Registration Number(s)
AD8937
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD8937
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
Since 26 Jul 2024
No
AD8937
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
Since 26 Jul 2024
No
AF3216
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Oct 2018 - 26 Mar 2023
No
AF3216
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Oct 2018 - 26 Mar 2023
No
AF3216
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
26 Nov 2016 - 23 Oct 2018
No
AF3216
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Oct 2011 - 25 Nov 2016
No
AF3216
BARCLAYS BANK PLC
Type 4: advising on securities
04 Oct 2011 - 25 Nov 2016
No
AD8937
CREDIT SUISSE AG
Type 1: dealing in securities
18 May 2008 - 31 Aug 2011
No
AD8937
CREDIT SUISSE AG
Type 4: advising on securities
18 May 2008 - 31 Aug 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.