Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAU, HO YIN
Chinese Name of Relevant Individual
周浩賢
HKMA Registration Number
AF3222
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Sep 2023 - 23 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Sep 2023 - 23 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2022 - 05 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2022 - 05 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Aug 2022 - 05 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2014 - 10 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2014 - 10 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2011 - 14 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2011 - 14 Sep 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAU, HO YIN
:
Chinese Name of Relevant Individual
周浩賢
:
HKMA Registration Number
AF3222
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3222
DAH SING BANK, LIMITED
Type 1: dealing in securities
14 Sep 2023 - 23 Sep 2024
No
AF3222
DAH SING BANK, LIMITED
Type 4: advising on securities
14 Sep 2023 - 23 Sep 2024
No
AF3222
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Aug 2022 - 05 Jun 2023
No
AF3222
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Aug 2022 - 05 Jun 2023
No
AF3222
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Aug 2022 - 05 Jun 2023
No
AF3222
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
19 Aug 2014 - 10 Jul 2022
No
AF3222
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
19 Aug 2014 - 10 Jul 2022
No
AF3222
WING LUNG BANK LIMITED
Type 1: dealing in securities
05 Oct 2011 - 14 Sep 2012
No
AF3222
WING LUNG BANK LIMITED
Type 4: advising on securities
05 Oct 2011 - 14 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.