Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, YU
Chinese Name of Relevant Individual
王玉
HKMA Registration Number
AF3242
Other HKMA Registration Number(s)
AG2083
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 09 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2014 - 14 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2014 - 14 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2011 - 05 Jan 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, YU
:
Chinese Name of Relevant Individual
王玉
:
HKMA Registration Number
AF3242
:
Other HKMA Registration Number(s)
AG2083
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2083
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
Since 09 Oct 2020
No
AG2083
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
Since 09 Oct 2020
No
AG2083
UBS AG
Type 1: dealing in securities
04 Jan 2014 - 14 Aug 2020
No
AG2083
UBS AG
Type 4: advising on securities
04 Jan 2014 - 14 Aug 2020
No
AF3242
UBS AG
Type 1: dealing in securities
07 Oct 2011 - 05 Jan 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.