Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIM, YICK KIAN
Chinese Name of Relevant Individual
HKMA Registration Number
AF3254
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2015 - 30 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2015 - 30 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2011 - 15 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2011 - 15 Apr 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIM, YICK KIAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF3254
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3254
CREDIT SUISSE AG
Type 1: dealing in securities
14 May 2015 - 30 Jun 2015
No
AF3254
CREDIT SUISSE AG
Type 4: advising on securities
14 May 2015 - 30 Jun 2015
No
AF3254
CREDIT SUISSE AG
Type 1: dealing in securities
07 Oct 2011 - 15 Apr 2012
No
AF3254
CREDIT SUISSE AG
Type 4: advising on securities
07 Oct 2011 - 15 Apr 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.