Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LER, LI LING
Chinese Name of Relevant Individual

呂麗琳
HKMA Registration Number
AF3268
Other HKMA Registration Number(s)
AE0244
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Nov 2023
Is an Executive Officer? (Yes / No)
No
Capacity
OTHER PRIVATE BANKING STAFF
Remarks
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Nov 2023
Is an Executive Officer? (Yes / No)
No
Capacity
OTHER PRIVATE BANKING STAFF
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LER, LI LING
:
Chinese Name of Relevant Individual
呂麗琳
:
HKMA Registration Number
AF3268
:
Other HKMA Registration Number(s)
AE0244
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
EFG BANK AG
Type 1: dealing in securities
07 Nov 2023
No
OTHER PRIVATE BANKING STAFF
EFG BANK AG
Type 4: advising on securities
07 Nov 2023
No
OTHER PRIVATE BANKING STAFF