Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, HOI YAN CLAUDIA
Chinese Name of Relevant Individual
梁凱恩
HKMA Registration Number
AF3284
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Mar 2023 - 06 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2012 - 06 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
29 Mar 2012 - 31 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2011 - 09 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Oct 2011 - 09 Jan 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, HOI YAN CLAUDIA
:
Chinese Name of Relevant Individual
梁凱恩
:
HKMA Registration Number
AF3284
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3284
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Mar 2023 - 06 Jan 2025
No
AF3284
HANG SENG BANK, LIMITED
Type 1: dealing in securities
29 Mar 2012 - 06 Jan 2025
No
AF3284
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
29 Mar 2012 - 31 Oct 2016
No
AF3284
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Oct 2011 - 09 Jan 2012
No
AF3284
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Oct 2011 - 09 Jan 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.