Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, SZE SUEN
Chinese Name of Relevant Individual
盧思璇
HKMA Registration Number
AF3341
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2013 - 04 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2013 - 04 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2011 - 09 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2011 - 09 Aug 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, SZE SUEN
:
Chinese Name of Relevant Individual
盧思璇
:
HKMA Registration Number
AF3341
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3341
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Sep 2013 - 04 Jun 2021
No
AF3341
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Sep 2013 - 04 Jun 2021
No
AF3341
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
13 Oct 2011 - 09 Aug 2013
No
AF3341
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
13 Oct 2011 - 09 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.