Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KARWA, MANISH JAGDISH
Chinese Name of Relevant Individual
HKMA Registration Number
AF3359
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2019 - 18 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2018 - 07 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2018 - 20 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2017 - 01 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2017 - 21 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2017 - 13 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Nov 2016 - 25 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2016 - 05 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2016 - 09 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2015 - 05 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2011 - 25 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KARWA, MANISH JAGDISH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF3359
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3359
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
16 Apr 2019 - 18 Apr 2019
No
AF3359
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
05 Dec 2018 - 07 Dec 2018
No
AF3359
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
17 Jul 2018 - 20 Jul 2018
No
AF3359
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 Nov 2017 - 01 Dec 2017
No
AF3359
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Jul 2017 - 21 Jul 2017
No
AF3359
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
11 Apr 2017 - 13 Apr 2017
No
AF3359
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Nov 2016 - 25 Nov 2016
No
AF3359
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 Aug 2016 - 05 Aug 2016
No
AF3359
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
04 Mar 2016 - 09 Mar 2016
No
AF3359
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Nov 2015 - 05 Nov 2015
No
AF3359
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
14 Oct 2011 - 25 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
