Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, CHAO
Chinese Name of Relevant Individual
唐超
HKMA Registration Number
AF3361
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2018 - 23 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Dec 2015 - 15 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Dec 2015 - 15 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2011 - 14 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2011 - 14 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2011 - 14 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2011 - 14 Apr 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, CHAO
:
Chinese Name of Relevant Individual
唐超
:
HKMA Registration Number
AF3361
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3361
BNP PARIBAS
Type 1: dealing in securities
16 Aug 2018 - 23 Apr 2021
No
AF3361
BANCO SANTANDER, S.A.
Type 1: dealing in securities
25 Dec 2015 - 15 May 2018
No
AF3361
BANCO SANTANDER, S.A.
Type 4: advising on securities
25 Dec 2015 - 15 May 2018
No
AF3361
CITIBANK, N.A.
Type 1: dealing in securities
14 Oct 2011 - 14 Apr 2013
No
AF3361
CITIBANK, N.A.
Type 4: advising on securities
14 Oct 2011 - 14 Apr 2013
No
AF3361
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
14 Oct 2011 - 14 Apr 2013
No
AF3361
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
14 Oct 2011 - 14 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.