Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, CHIN YU
Chinese Name of Relevant Individual
陳沁渝
HKMA Registration Number
AF3362
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2021 - 08 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT INDUSTRIEL ET COMMERCIAL
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2021 - 23 Aug 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT INDUSTRIEL ET COMMERCIAL
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2021 - 23 Aug 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2018 - 31 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2018 - 31 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2018 - 31 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2018 - 31 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2011 - 13 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2011 - 13 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2011 - 13 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2011 - 13 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, CHIN YU
:
Chinese Name of Relevant Individual
陳沁渝
:
HKMA Registration Number
AF3362
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3362
BNP PARIBAS
Type 1: dealing in securities
03 Sep 2021 - 08 Aug 2025
No
AF3362
CREDIT INDUSTRIEL ET COMMERCIAL
Type 1: dealing in securities
09 Feb 2021 - 23 Aug 2021
Yes
AF3362
CREDIT INDUSTRIEL ET COMMERCIAL
Type 4: advising on securities
09 Feb 2021 - 23 Aug 2021
Yes
AF3362
CITIBANK, N.A.
Type 1: dealing in securities
15 Sep 2018 - 31 Dec 2019
No
AF3362
CITIBANK, N.A.
Type 4: advising on securities
15 Sep 2018 - 31 Dec 2019
No
AF3362
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
15 Sep 2018 - 31 Dec 2019
No
AF3362
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
15 Sep 2018 - 31 Dec 2019
No
AF3362
CITIBANK, N.A.
Type 1: dealing in securities
14 Oct 2011 - 13 Apr 2018
No
AF3362
CITIBANK, N.A.
Type 4: advising on securities
14 Oct 2011 - 13 Apr 2018
No
AF3362
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
14 Oct 2011 - 13 Apr 2018
No
AF3362
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
14 Oct 2011 - 13 Apr 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.