Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOI, YU PONG
Chinese Name of Relevant Individual
蔡宇邦
HKMA Registration Number
AF3363
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Aug 2019
Is an Executive Officer? (Yes / No)
No
Capacity
SECURITIES SERVICES
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Aug 2019
Is an Executive Officer? (Yes / No)
No
Capacity
SECURITIES SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2018 - 22 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2018 - 22 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2016 - 04 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2016 - 04 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2015 - 16 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Dec 2013 - 14 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Dec 2013 - 14 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2011 - 10 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2011 - 10 Aug 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOI, YU PONG
:
Chinese Name of Relevant Individual
蔡宇邦
:
HKMA Registration Number
AF3363
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
09 Aug 2019
No
SECURITIES SERVICES
DAH SING BANK, LIMITED
Type 4: advising on securities
09 Aug 2019
No
SECURITIES SERVICES
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3363
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 09 Aug 2019
No
AF3363
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 09 Aug 2019
No
AF3363
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Oct 2018 - 22 Jun 2019
No
AF3363
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Oct 2018 - 22 Jun 2019
No
AF3363
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
07 Mar 2016 - 04 Oct 2017
No
AF3363
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
07 Mar 2016 - 04 Oct 2017
No
AF3363
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
09 Sep 2015 - 16 Sep 2015
No
AF3363
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
09 Dec 2013 - 14 Jul 2015
No
AF3363
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
09 Dec 2013 - 14 Jul 2015
No
AF3363
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
14 Oct 2011 - 10 Aug 2013
No
AF3363
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
14 Oct 2011 - 10 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.