Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, WAI LUN
Chinese Name of Relevant Individual
鄭偉倫
HKMA Registration Number
AF3367
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2017 - 05 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2016 - 05 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2015 - 28 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2015 - 28 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2014 - 15 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2011 - 15 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, WAI LUN
:
Chinese Name of Relevant Individual
鄭偉倫
:
HKMA Registration Number
AF3367
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3367
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 Jun 2017 - 05 Jul 2018
No
AF3367
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Sep 2016 - 05 Jul 2018
No
AF3367
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 May 2015 - 28 Jun 2016
No
AF3367
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 May 2015 - 28 Jun 2016
No
AF3367
UBS AG
Type 4: advising on securities
17 Jan 2014 - 15 Mar 2015
No
AF3367
UBS AG
Type 1: dealing in securities
15 Oct 2011 - 15 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
