Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, NGA KIN
Chinese Name of Relevant Individual
馮雅鍵
HKMA Registration Number
AF3376
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Feb 2018 - 13 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Feb 2018 - 13 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2017 - 01 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2017 - 01 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Mar 2017 - 01 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2012 - 06 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2012 - 06 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2012 - 08 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2012 - 08 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2011 - 05 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2011 - 05 Dec 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, NGA KIN
:
Chinese Name of Relevant Individual
馮雅鍵
:
HKMA Registration Number
AF3376
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3376
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Feb 2018 - 13 Aug 2024
No
AF3376
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Feb 2018 - 13 Aug 2024
No
AF3376
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Mar 2017 - 01 Oct 2017
No
AF3376
HANG SENG BANK, LIMITED
Type 4: advising on securities
06 Mar 2017 - 01 Oct 2017
No
AF3376
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Mar 2017 - 01 Oct 2017
No
AF3376
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Jan 2012 - 06 Feb 2017
No
AF3376
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Jan 2012 - 06 Feb 2017
No
AF3376
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jan 2012 - 08 Jan 2012
No
AF3376
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jan 2012 - 08 Jan 2012
No
AF3376
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
15 Oct 2011 - 05 Dec 2011
No
AF3376
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
15 Oct 2011 - 05 Dec 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.