Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEGASPI, DONNA ROSE ONG
Chinese Name of Relevant Individual
王金美
HKMA Registration Number
AF3378
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2011 - 17 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2011 - 17 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
07 Dec 2011 - 18 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2011 - 30 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2011 - 30 Nov 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEGASPI, DONNA ROSE ONG
:
Chinese Name of Relevant Individual
王金美
:
HKMA Registration Number
AF3378
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3378
ABN AMRO BANK N.V.
Type 1: dealing in securities
07 Dec 2011 - 17 May 2016
No
AF3378
ABN AMRO BANK N.V.
Type 4: advising on securities
07 Dec 2011 - 17 May 2016
No
AF3378
ABN AMRO BANK N.V.
Type 9: asset management
07 Dec 2011 - 18 May 2014
No
AF3378
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Oct 2011 - 30 Nov 2011
No
AF3378
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Oct 2011 - 30 Nov 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.