Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, LAI KIT
Chinese Name of Relevant Individual
鍾禮杰
HKMA Registration Number
AF3384
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2014 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2014 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2011 - 16 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2011 - 16 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2011 - 16 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2011 - 16 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2011 - 16 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2011 - 16 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, LAI KIT
:
Chinese Name of Relevant Individual
鍾禮杰
:
HKMA Registration Number
AF3384
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3384
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
17 Sep 2014 - 28 Jan 2018
No
AF3384
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
17 Sep 2014 - 28 Jan 2018
No
AF3384
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
05 Nov 2011 - 16 Aug 2014
No
AF3384
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
05 Nov 2011 - 16 Aug 2014
No
AF3384
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
18 Oct 2011 - 16 Aug 2014
No
AF3384
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
18 Oct 2011 - 16 Aug 2014
No
AF3384
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Oct 2011 - 16 Aug 2014
No
AF3384
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Oct 2011 - 16 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.