Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MC DONNELL, CLIVE JAMES
Chinese Name of Relevant Individual
HKMA Registration Number
AF3405
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2019 - 09 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2019 - 25 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2019 - 25 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2018 - 24 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2018 - 24 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2018 - 19 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2018 - 19 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2017 - 20 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2017 - 20 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2017 - 28 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2017 - 28 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2017 - 18 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2017 - 18 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2016 - 27 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2016 - 27 Jan 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 30
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MC DONNELL, CLIVE JAMES
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF3405
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Aug 2019 - 09 Aug 2019
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jan 2019 - 25 Jan 2019
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Jan 2019 - 25 Jan 2019
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Aug 2018 - 24 Aug 2018
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Aug 2018 - 24 Aug 2018
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jan 2018 - 19 Jan 2018
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Jan 2018 - 19 Jan 2018
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Sep 2017 - 20 Sep 2017
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Sep 2017 - 20 Sep 2017
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Mar 2017 - 28 Mar 2017
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Mar 2017 - 28 Mar 2017
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jan 2017 - 18 Jan 2017
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Jan 2017 - 18 Jan 2017
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jan 2016 - 27 Jan 2016
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Jan 2016 - 27 Jan 2016
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Feb 2015 - 04 Feb 2015
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Feb 2015 - 04 Feb 2015
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Dec 2013 - 12 Dec 2013
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Aug 2013 - 17 Aug 2013
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jun 2013 - 22 Jun 2013
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 May 2013 - 10 May 2013
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Mar 2013 - 14 Mar 2013
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Dec 2012 - 12 Dec 2012
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Sep 2012 - 21 Sep 2012
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Aug 2012 - 16 Aug 2012
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Jun 2012 - 23 Jun 2012
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 May 2012 - 16 May 2012
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Mar 2012 - 17 Mar 2012
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Feb 2012 - 10 Feb 2012
No
AF3405
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Oct 2011 - 20 Oct 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
