Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, SZE CHING
Chinese Name of Relevant Individual
鄭思禎
HKMA Registration Number
AF3415
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2012 - 14 Nov 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2012 - 14 Nov 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Mar 2012 - 14 Nov 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2011 - 01 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2011 - 01 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Oct 2011 - 01 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, SZE CHING
:
Chinese Name of Relevant Individual
鄭思禎
:
HKMA Registration Number
AF3415
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3415
DBS BANK LTD.
Type 1: dealing in securities
02 Mar 2012 - 14 Nov 2017
Yes
AF3415
DBS BANK LTD.
Type 4: advising on securities
02 Mar 2012 - 14 Nov 2017
Yes
AF3415
DBS BANK LTD.
Type 6: advising on corporate finance
02 Mar 2012 - 14 Nov 2017
Yes
AF3415
DBS BANK LTD.
Type 1: dealing in securities
18 Oct 2011 - 01 Mar 2012
No
AF3415
DBS BANK LTD.
Type 4: advising on securities
18 Oct 2011 - 01 Mar 2012
No
AF3415
DBS BANK LTD.
Type 6: advising on corporate finance
18 Oct 2011 - 01 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.