Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KANG XIAO, PALOMA BLANCA
Chinese Name of Relevant Individual
HKMA Registration Number
AF3423
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Jan 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DEPUTY GENERAL MANAGER & HEAD OF CREDIT SALES
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Aug 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DEPUTY GENERAL MANAGER & HEAD OF CREDIT SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 26 Sep 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 26 Sep 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2024 - 25 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2023 - 25 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2012 - 25 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2011 - 17 Apr 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KANG XIAO, PALOMA BLANCA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF3423
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Jan 2023
Yes
EXECUTIVE DEPUTY GENERAL MANAGER & HEAD OF CREDIT SALES
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
15 Aug 2024
Yes
EXECUTIVE DEPUTY GENERAL MANAGER & HEAD OF CREDIT SALES
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3423
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 26 Sep 2025
Yes
AF3423
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 26 Sep 2025
Yes
AF3423
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
15 Aug 2024 - 25 Sep 2025
No
AF3423
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Jan 2023 - 25 Sep 2025
No
AF3423
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Type 1: dealing in securities
25 Apr 2012 - 25 Oct 2013
No
AF3423
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Type 1: dealing in securities
18 Oct 2011 - 17 Apr 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
