Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
WAN, PAK YIN
Chinese Name of Relevant Individual

溫柏然
HKMA Registration Number
AF3429
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Sep 2017
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR BRANCH OPERATIONS MANAGER
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Sep 2017
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR BRANCH OPERATIONS MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WAN, PAK YIN
:
Chinese Name of Relevant Individual
溫柏然
:
HKMA Registration Number
AF3429
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Sep 2017
No
SENIOR BRANCH OPERATIONS MANAGER
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Sep 2017
No
SENIOR BRANCH OPERATIONS MANAGER