Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, SIN LING
Chinese Name of Relevant Individual
鄧倩玲
HKMA Registration Number
AF3435
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2018 - 11 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2018 - 11 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2016 - 10 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2016 - 10 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2015 - 15 Dec 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2015 - 15 Dec 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2011 - 28 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2011 - 28 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, SIN LING
:
Chinese Name of Relevant Individual
鄧倩玲
:
HKMA Registration Number
AF3435
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3435
DAH SING BANK, LIMITED
Type 1: dealing in securities
22 Mar 2018 - 11 Jul 2018
No
AF3435
DAH SING BANK, LIMITED
Type 4: advising on securities
22 Mar 2018 - 11 Jul 2018
No
AF3435
EAST WEST BANK
Type 1: dealing in securities
16 Dec 2016 - 10 Jul 2017
No
AF3435
EAST WEST BANK
Type 4: advising on securities
16 Dec 2016 - 10 Jul 2017
No
AF3435
EAST WEST BANK
Type 1: dealing in securities
29 Apr 2015 - 15 Dec 2016
Yes
AF3435
EAST WEST BANK
Type 4: advising on securities
29 Apr 2015 - 15 Dec 2016
Yes
AF3435
EAST WEST BANK
Type 1: dealing in securities
19 Oct 2011 - 28 Apr 2015
No
AF3435
EAST WEST BANK
Type 4: advising on securities
19 Oct 2011 - 28 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.