Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, HOI MANG
Chinese Name of Relevant Individual
朱海萌
HKMA Registration Number
AF3446
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2015 - 23 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2015 - 23 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jul 2015 - 23 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2015 - 23 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 May 2015 - 23 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2013 - 21 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2013 - 21 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2012 - 22 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2012 - 22 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Jul 2012 - 22 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2011 - 03 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2011 - 03 May 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, HOI MANG
:
Chinese Name of Relevant Individual
朱海萌
:
HKMA Registration Number
AF3446
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3446
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Dec 2015 - 23 Sep 2016
No
AF3446
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Dec 2015 - 23 Sep 2016
No
AF3446
HANG SENG BANK, LIMITED
Type 4: advising on securities
02 Jul 2015 - 23 Nov 2015
No
AF3446
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 May 2015 - 23 Nov 2015
No
AF3446
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 May 2015 - 23 Nov 2015
No
AF3446
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
23 Nov 2013 - 21 Feb 2015
No
AF3446
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
23 Nov 2013 - 21 Feb 2015
No
AF3446
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Jul 2012 - 22 Oct 2013
No
AF3446
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Jul 2012 - 22 Oct 2013
No
AF3446
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Jul 2012 - 22 Oct 2013
No
AF3446
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Oct 2011 - 03 May 2012
No
AF3446
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Oct 2011 - 03 May 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.