Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YEN, JU YU
Chinese Name of Relevant Individual

HKMA Registration Number
AF3472
Other HKMA Registration Number(s)
AF2356
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Apr 2009
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT ADVISOR
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
18 Jun 2014
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT ADVISOR
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Mar 2012
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT ADVISOR
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
18 Jun 2014
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF CLIENT ADVISOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YEN, JU YU
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF3472
:
Other HKMA Registration Number(s)
AF2356
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
28 Apr 2009
No
STAFF OF CLIENT ADVISOR
LGT BANK AG
Type 2: dealing in futures contracts
18 Jun 2014
No
STAFF OF CLIENT ADVISOR
LGT BANK AG
Type 4: advising on securities
01 Mar 2012
No
STAFF OF CLIENT ADVISOR
LGT BANK AG
Type 5: advising on futures contracts
18 Jun 2014
No
STAFF OF CLIENT ADVISOR