Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GOH, JOANNE CHUNG YUN
Chinese Name of Relevant Individual
葛頌恩
HKMA Registration Number
AF3515
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2015 - 17 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2015 - 17 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2011 - 24 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2011 - 24 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2011 - 24 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2011 - 24 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GOH, JOANNE CHUNG YUN
:
Chinese Name of Relevant Individual
葛頌恩
:
HKMA Registration Number
AF3515
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3515
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 May 2015 - 17 Jul 2016
No
AF3515
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 May 2015 - 17 Jul 2016
No
AF3515
CITIBANK, N.A.
Type 1: dealing in securities
25 Oct 2011 - 24 Apr 2015
No
AF3515
CITIBANK, N.A.
Type 4: advising on securities
25 Oct 2011 - 24 Apr 2015
No
AF3515
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
25 Oct 2011 - 24 Apr 2015
No
AF3515
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
25 Oct 2011 - 24 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.