Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, YUK KING
Chinese Name of Relevant Individual
劉玉琼
HKMA Registration Number
AF3517
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2019 - 10 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2019 - 10 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2015 - 29 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2015 - 29 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2014 - 22 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2011 - 07 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2011 - 07 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, YUK KING
:
Chinese Name of Relevant Individual
劉玉琼
:
HKMA Registration Number
AF3517
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3517
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
24 Oct 2019 - 10 Jun 2023
No
AF3517
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
24 Oct 2019 - 10 Jun 2023
No
AF3517
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
27 Mar 2015 - 29 Jun 2019
No
AF3517
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
27 Mar 2015 - 29 Jun 2019
No
AF3517
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
13 Sep 2014 - 22 Feb 2015
No
AF3517
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
25 Oct 2011 - 07 May 2014
No
AF3517
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
25 Oct 2011 - 07 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.