Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAI, WAI KI
Chinese Name of Relevant Individual
魏威奇
HKMA Registration Number
AF3519
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES, CONSUMER FINANCIAL SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
OCBC BANK (HONG KONG) LIMITED
SFC CE number
AAC083
Business Address
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 21 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2023 - 28 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2023 - 28 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 May 2023 - 28 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2022 - 08 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2022 - 08 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2017 - 31 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Nov 2017 - 31 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Nov 2017 - 31 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2017 - 02 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2017 - 02 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Feb 2015 - 27 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 Feb 2015 - 27 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Dec 2013 - 09 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Dec 2013 - 09 Dec 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAI, WAI KI
:
Chinese Name of Relevant Individual
魏威奇
:
HKMA Registration Number
AF3519
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Nov 2025
No
INVESTMENT SERVICES, CONSUMER FINANCIAL SERVICES
Name of Registered Institution
SFC CE number
Business Address
OCBC BANK (HONG KONG) LIMITED
AAC083
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3519
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 21 Nov 2025
No
AF3519
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 May 2023 - 28 Sep 2025
No
AF3519
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 May 2023 - 28 Sep 2025
No
AF3519
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 May 2023 - 28 Sep 2025
No
AF3519
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Nov 2022 - 08 Feb 2023
No
AF3519
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Nov 2022 - 08 Feb 2023
No
AF3519
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Nov 2017 - 31 Oct 2022
No
AF3519
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Nov 2017 - 31 Oct 2022
No
AF3519
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Nov 2017 - 31 Oct 2022
No
AF3519
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jun 2017 - 02 Oct 2017
No
AF3519
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jun 2017 - 02 Oct 2017
No
AF3519
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
19 Feb 2015 - 27 Jan 2017
No
AF3519
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
19 Feb 2015 - 27 Jan 2017
No
AF3519
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
20 Dec 2013 - 09 Dec 2014
No
AF3519
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
20 Dec 2013 - 09 Dec 2014
No
AF3519
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
21 Mar 2012 - 28 Nov 2013
No
AF3519
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
21 Mar 2012 - 28 Nov 2013
No
AF3519
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
25 Oct 2011 - 03 Mar 2012
No
AF3519
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
25 Oct 2011 - 03 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.