Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, ZHAO
Chinese Name of Relevant Individual
HKMA Registration Number
AF3524
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2013 - 27 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Aug 2013 - 27 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2011 - 03 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2011 - 03 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Oct 2011 - 03 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, ZHAO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF3524
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3524
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Aug 2013 - 27 Mar 2015
No
AF3524
BARCLAYS BANK PLC
Type 6: advising on corporate finance
19 Aug 2013 - 27 Mar 2015
No
AF3524
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Oct 2011 - 03 Jul 2013
No
AF3524
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Oct 2011 - 03 Jul 2013
No
AF3524
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
26 Oct 2011 - 03 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.