Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, GLORIA FAI TUNG
Chinese Name of Relevant Individual
劉暉彤
HKMA Registration Number
AF3538
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2011 - 24 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2011 - 24 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2011 - 24 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2011 - 24 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, GLORIA FAI TUNG
:
Chinese Name of Relevant Individual
劉暉彤
:
HKMA Registration Number
AF3538
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3538
CITIBANK, N.A.
Type 1: dealing in securities
26 Oct 2011 - 24 Sep 2013
No
AF3538
CITIBANK, N.A.
Type 4: advising on securities
26 Oct 2011 - 24 Sep 2013
No
AF3538
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
26 Oct 2011 - 24 Sep 2013
No
AF3538
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
26 Oct 2011 - 24 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.