Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YAN YEE
Chinese Name of Relevant Individual
陳欣儀
HKMA Registration Number
AF3551
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2012 - 01 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2012 - 01 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Apr 2012 - 01 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jan 2012 - 07 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2011 - 07 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Oct 2011 - 07 Feb 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YAN YEE
:
Chinese Name of Relevant Individual
陳欣儀
:
HKMA Registration Number
AF3551
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3551
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Jun 2012 - 01 Sep 2014
No
AF3551
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Apr 2012 - 01 Sep 2014
No
AF3551
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Apr 2012 - 01 Sep 2014
No
AF3551
HANG SENG BANK, LIMITED
Type 4: advising on securities
31 Jan 2012 - 07 Feb 2012
No
AF3551
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Oct 2011 - 07 Feb 2012
No
AF3551
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Oct 2011 - 07 Feb 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.