Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, WAI KA
Chinese Name of Relevant Individual
葉維嘉
HKMA Registration Number
AF3554
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2017 - 02 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2017 - 02 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2015 - 20 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2015 - 20 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2011 - 15 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2011 - 15 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, WAI KA
:
Chinese Name of Relevant Individual
葉維嘉
:
HKMA Registration Number
AF3554
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3554
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
02 Sep 2017 - 02 Jun 2021
No
AF3554
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
02 Sep 2017 - 02 Jun 2021
No
AF3554
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
09 May 2015 - 20 Jul 2017
No
AF3554
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
09 May 2015 - 20 Jul 2017
No
AF3554
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
27 Oct 2011 - 15 Mar 2015
No
AF3554
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
27 Oct 2011 - 15 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.