Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAU, TING HO
Chinese Name of Relevant Individual
周定浩
HKMA Registration Number
AF3556
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Dec 2015
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MGR, PW
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Dec 2015
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MGR, PW
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2014 - 18 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2014 - 18 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2011 - 24 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2011 - 24 May 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAU, TING HO
:
Chinese Name of Relevant Individual
周定浩
:
HKMA Registration Number
AF3556
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Dec 2015
No
RELATIONSHIP MGR, PW
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Dec 2015
No
RELATIONSHIP MGR, PW
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3556
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 19 Dec 2015
No
AF3556
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 19 Dec 2015
No
AF3556
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jan 2014 - 18 Nov 2015
No
AF3556
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Jan 2014 - 18 Nov 2015
No
AF3556
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
27 Oct 2011 - 24 May 2012
No
AF3556
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
27 Oct 2011 - 24 May 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.