Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YE, XING
Chinese Name of Relevant Individual
叶幸
HKMA Registration Number
AF3570
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2011 - 21 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2011 - 21 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2011 - 09 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2011 - 09 Nov 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YE, XING
:
Chinese Name of Relevant Individual
叶幸
:
HKMA Registration Number
AF3570
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3570
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
17 Nov 2011 - 21 Jun 2015
No
AF3570
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
17 Nov 2011 - 21 Jun 2015
No
AF3570
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
29 Oct 2011 - 09 Nov 2011
No
AF3570
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
29 Oct 2011 - 09 Nov 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.