Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, MAN WAH SAMANTHA
Chinese Name of Relevant Individual
潘敏華
HKMA Registration Number
AF3580
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2013 - 09 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2013 - 09 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2011 - 11 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2011 - 11 Dec 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, MAN WAH SAMANTHA
:
Chinese Name of Relevant Individual
潘敏華
:
HKMA Registration Number
AF3580
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3580
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
01 Jan 2013 - 09 May 2018
No
AF3580
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
01 Jan 2013 - 09 May 2018
No
AF3580
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
29 Oct 2011 - 11 Dec 2011
No
AF3580
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
29 Oct 2011 - 11 Dec 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.