Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, TSZ YING
Chinese Name of Relevant Individual
陳芷盈
HKMA Registration Number
AF3586
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2019 - 03 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2019 - 03 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2015 - 08 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2015 - 08 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2012 - 07 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Jun 2012 - 07 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2011 - 01 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 Oct 2011 - 01 Feb 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, TSZ YING
:
Chinese Name of Relevant Individual
陳芷盈
:
HKMA Registration Number
AF3586
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3586
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Nov 2019 - 03 May 2025
No
AF3586
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Nov 2019 - 03 May 2025
No
AF3586
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
08 Jul 2015 - 08 Sep 2019
No
AF3586
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
08 Jul 2015 - 08 Sep 2019
No
AF3586
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Jun 2012 - 07 Jun 2015
No
AF3586
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Jun 2012 - 07 Jun 2015
No
AF3586
HANG SENG BANK, LIMITED
Type 1: dealing in securities
31 Oct 2011 - 01 Feb 2012
No
AF3586
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
31 Oct 2011 - 01 Feb 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.