Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, FONG TING
Chinese Name of Relevant Individual
陳芳婷
HKMA Registration Number
AF3612
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2015 - 06 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2015 - 06 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2015 - 23 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2011 - 23 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Nov 2011 - 23 Sep 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, FONG TING
:
Chinese Name of Relevant Individual
陳芳婷
:
HKMA Registration Number
AF3612
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3612
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
10 Oct 2015 - 06 Jul 2018
No
AF3612
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
10 Oct 2015 - 06 Jul 2018
No
AF3612
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Jun 2015 - 23 Sep 2015
No
AF3612
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Nov 2011 - 23 Sep 2015
No
AF3612
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Nov 2011 - 23 Sep 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.