Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LING, KIT MAN
Chinese Name of Relevant Individual
凌潔雯
HKMA Registration Number
AF3671
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2016 - 16 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2016 - 16 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2011 - 06 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LING, KIT MAN
:
Chinese Name of Relevant Individual
凌潔雯
:
HKMA Registration Number
AF3671
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3671
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
09 Jan 2016 - 16 Oct 2017
No
AF3671
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
09 Jan 2016 - 16 Oct 2017
No
AF3671
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
05 Nov 2011 - 06 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.